Apprentice Financial Advisor Hansa Wealth Management

Exciting opportunity to begin your career in Financial Services! You will do a whole manners of tasks from active support in the Front Office of the Practice shadow 1-3 client meetings per week to get a better understanding of the client bank. Being able to work under pressure, to tight deadlines and have great attention to detail are all key.

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Closing date: 30 Apr 2024

Apprenticeship summary

  • Annual wage

    £22,000.00

    Aged 22+ £22,000 Aged 24+ £24,000 Scalable depending upon experience and exam sittings.

  • Working week

    9am - 5pm (1 hour lunch), shifts TBC.

    Total hours per week: 35.0

  • Expected duration

    24 Months

  • Possible start date

    07 May 2024

  • Date posted

    14 Mar 2024

  • Apprenticeship level

    Higher
    Level 4 (Higher national Certificate)

  • Reference number

    VAC1000237851

  • Positions

    1 available

What you will do in your working day

Key Responsibilities:

Client Services:

  • Communicate with clients to address and resolve enquiries
  • Client Service Excellence always
  • Assist in the onboarding of new clients via direct client contact and salesforce CRM software
  • Manage client reviews and bookings in line with Consumer Duty

Diary Management:

  • Schedule meetings and appointments for the financial advisers
  • Maintain and update Client Relationship
  • Manage client databases and systems
  • Prepare meeting files for financial adviser meetings
  • Shadow 1-3 meetings per week
  • Follow up the post meeting process

Marketing and Client Events:

  • Conduct research on investment products, markets, and trends to gain knowledge
  • Marketing to increase visibility through social media
  • Client touchpoints throughout the year
  • Research within client bank for launch of events
  • Power Point Presentations for events
  • Attend events and liaise with client and prospects

The training you will be getting

Financial Adviser Level 4 Apprenticeship Standard:

  • Fully and part funded learning and development programme that includes the DipPFS Diploma in Regulated Financial Planning
  • Develop the knowledge, skills and behaviours of successful Financial Advisers
  • Free CII membership for non-members through the CII Aspire Apprenticeship Programme for those who have not previously been a paid member
  • Includes study book and exam entry for each R0 exam

The Diploma in Regulated Financial Planning includes:

  • R01 Financial Services Regulation and Ethics
  • R02 Investment Principles and Risk
  • R03 Personal Taxation
  • R04 Pensions and Retirement Planning
  • R05 Financial Protection
  • R06 Financial Planning Practice
  • Fortnightly workshops for each R0 exam from our CII approved trainer
  • All workshops recorded and available on-demand
  • Interactive chat, forums and class note books for real time support and assistance from experienced financial services professionals
  • Additional resources through RM Advance
  • Regular tutorials and assessments from an experienced financial services professional

Functional Skills in English and maths if required.

What to expect at the end of your apprenticeship

In house training on investment administrative tasks:

  • Client Data input into the Salesforce CRM platform
  • Generating investment valuation reports, and preparations for client meetings
  • Diary management and appointment booking
  • Telephone skills
  • Detailed investment report writing, in compliance with FCA regulatory procedures
  • Enter the St James’s Place Academy for structured training to attain the Competent Advisor Status
  • Once CAS status attained, potential to start servicing and advising section of the client bank

Requirements and prospects

Desired skills and personal qualities

Communication skills, IT skills, Attention to detail, Organisation skills, Number skills, Team working, Multitasking, Microsoft Office, Willing to learn, Adaptable, Independent Working, Self-motivated

Qualifications

Other Bachelor's degree (Grade finance, economics, business.) Essential

Things to consider

The job will require working in an office environment, regular use of a computer, and sometimes extended hours during peak practice activity. Responsibilities may variably change during the Apprenticeship Programme, due to change in legislations or the practice in general. A background check, and references from previous employers or lecturers/teachers will be required. You may be required to take Aptitude tests during the interview process. Prior knowledge of investment products, and the financial markets is a plus. Knowledge of regulatory compliance in the investment industry is a plus. Experience with cash flow modelling software is a plus.

About the employer

• Operating from Northwest London, in the Kingsbury area. • We are a Senior Partner Practice at St. James’s Place, a FTSE100 company with over £150bn funds under management. • We are practice operating for over 14 years, which provides financial planning advice to individuals, families, and SME’s. • We specialise in Investment Planning, Retirement Planning, Inheritance Tax Planning, Protection Planning and Estate Planning advice on a personal and corporate level. • We are highly active with client events, seminars, and webinars. • We have been helping individuals, families and SME’s gain financial independence and security, offering honest advice, guidance, and assurance that we are taking care of everything in the background. • We take great pride in delivering excellent client service and experience. • Our practice has been growing over the last 5 years and our aim is continued growth. • We manage over £70 million client funds under management, and service over 700 clients. • We are looking to expand the team to support and service our growing client bank.

Employer

Hansa Wealth Management

Address

Catalyst House

720 Centennial Court, Centennial Avenue, Elstree

Borehamwood

WD6 3SY

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Training

Training provider

SKILLS EDGE TRAINING LTD

Adjustments for experience

You could reduce your training time, or finish your apprenticeship faster, if you have relevant prior learning or experience. This could be relevant:

  • training
  • qualifications, like an NVQ in a relevant field
  • industry or sector experience

Contact

Paige Waistell

paige.waistell@skillsedge.co.uk

0333 358 3559

Apprenticeship standard

Financial adviser

Level 4 (Higher national Certificate)

Demonstrating experience

If your application is successful, you will have a chance to discuss your relevant prior learning or experience with your training provider and employer. You will all need to agree any adjustments to your training plan.

You should be prepared to show your competence, and evidence of relevant qualifications


Before you apply

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