Compliance Apprenticeship Programme SCHRODER INVESTMENT MANAGEMENT LIMITED

The Central Risk & Compliance team owns and manages global risk and compliance frameworks, exercises oversight of their application and provides support to global functional teams and business areas including through assurance activities, training, policies, and supporting employee compliance.

This apprenticeship requires you to apply through the employer's website.

Apply now

Closing date: 24 Apr 2024

Apprenticeship summary

  • Annual wage

    £25,000.00

  • Working week

    9am - 5pm

    Total hours per week: 35

  • Expected duration

    2 Years

  • Possible start date

    02 Sep 2024

  • Date posted

    07 Feb 2024

  • Apprenticeship level

    Advanced
    Level 3 (A level)

  • Reference number

    VAC1000228703

  • Positions

    1 available

What you will do in your working day

As the financial services industry is tightly regulated, a key function of our team is to ensure that we adhere to these regulations in everything we do. But compliance is about more than just responding to regulation.  Schroders' commitment to conducting business with honesty and integrity means supporting our employees in delivering the highest standards. 

Some of the tasks and projects you’ll be involved in are:

  • Investigating and communicating the impact of new regulations on Schroders
  • Helping to ensure and monitor that our businesses are operating in a compliant way either by looking at themes or by specific processes (such as personal account trade surveillance)
  • Supporting projects inside and outside of the department including taking minutes at team meetings, helping with ad-hoc presentation materials and creating reports
  • Apprentices on this programme would usually undertake Compliance & Risk Officer qualification at Level 3
     

The training you will be getting

As an apprentice you'll be involved with all the everyday tasks of your team from day one.

You'll be part of one of the most successful and well-known brands in the Asset Management industry with opportunities to develop and progress your career during your time here.

In addition to the accredited qualification, you'll study towards (Level  3 Compliance & Risk Officer) , some of the other training and development opportunities offered over the programme include:

  • An introduction to The City - build your awareness of the Asset Management Industr
  • Time management
  • Interview skills
  • Problem solving & decision making
  • Effective business writing
  • Resilience training
  • Presentation skills
  • Lunch & learns led by senior members of staff giving you the opportunity to build your network and learn more about our business areas
  • Industry-led Insight events with Investment 20/20

What to expect at the end of your apprenticeship

Once you've completed your qualification over the two year programme, you'll move in to a permanent position within the business.


Requirements and prospects

Desired skills and personal qualities

Communication skills, IT skills, Attention to detail, Organisation skills, Problem solving skills, Administrative skills, Analytical skills, Logical, Initiative

Qualifications

GCSE or equivalent English and Maths (Grade A* - C or 9-4) Essential
AS Level or equivalent A Level or equivalent (Any subject) (Grade No minimum) Essential

About the employer

Schroders is a global investment manager which helps institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future. Our purpose is to provide excellent investment performance to our clients through active management. By serving clients, we serve wider society. Channeling capital into sustainable and durable businesses accelerates positive change in the world. Funding the future is a privilege: we use it wisely and responsibly. We employ over 5700 talented people worldwide operating in 37 different locations across Europe, the Americas, Asia, Africa and the Middle East, close to the markets in which we invest and close to our clients. Schroders has developed under stable ownership for over 200 years and long-term thinking governs our approach to investing, building client relationships and growing our business.

Employer

SCHRODER INVESTMENT MANAGEMENT LIMITED

Address

1 London Wall Place

Moorgate

London

EC2Y 5AU

Contact

earlycareers@schroders.com

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Training

Training provider

FITCH LEARNING LIMITED

Adjustments for experience

You could reduce your training time, or finish your apprenticeship faster, if you have relevant prior learning or experience. This could be relevant:

  • training
  • qualifications, like an NVQ in a relevant field
  • industry or sector experience

Apprenticeship standard

Compliance and risk officer

Level 3 (A level)

Demonstrating experience

If your application is successful, you will have a chance to discuss your relevant prior learning or experience with your training provider and employer. You will all need to agree any adjustments to your training plan.

You should be prepared to show your competence, and evidence of relevant qualifications


Employer's Application Instructions

This apprenticeship requires you to apply through the employer's website.

Apply now

Closing date: 24 Apr 2024