Compliance Officer Apprentice UK TOTE GROUP LIMITED

As the Compliance Apprentice, you will have the opportunity to make a tangible difference to the compliance team and wider business through your work to support the core strategic function of regulatory compliance and actively managing risk. Training with Babington - Level 4 Regulatory Compliance Officer.

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Closing date: 04 Jun 2023

Apprenticeship summary

  • Annual wage


    • Competitive salary • Bonus scheme

  • Working week

    Monday to Friday 9am till 5pm, breaks tbc.

    Total hours per week: 37.5

  • Expected duration

    18 Months

  • Possible start date

    03 Jul 2023

  • Date posted

    05 May 2023

  • Apprenticeship level

    Level 4 (Higher national Certificate)

  • Reference number


  • Positions

    1 available

What will the apprentice be doing?

Your role will involve the delivery of key programmes in relation to the implementation of the compliance framework and compliance monitoring. You will learn to work proactively to both identify and escalate appropriately, matters of compliance related or other risk. You will support in matters of regulatory reporting, specific initiatives, and necessary investigations and will be developed to build a network of strong relationships across the business to support this and to enable you to drive projects to completion.

  • Preparing internal reports and collating data so that the Tote can meet its regulatory reporting obligations.
  • Learn to support the delivery of specific risk assessments as directed by your manager.
  • Carrying out compliance monitoring activity in accordance with the compliance monitoring framework.
  • Supporting in the completion of internal investigations carried out by senior managers and compiling formal reports.
  • Supporting the business in the execution of remediation plans in response to risk assessments, investigations or monitoring, acting as a key liaison between departments and escalating as appropriate.
  • Facilitating compliance due diligence processes and conducting initial checks for referral to the Head of Compliance or Compliance Director.
  • Developing key cross functional information gathering initiatives to support risk management and compliance requirements.
  • Collaborating with talent acquisition executive to ensure the agreed induction and refresher training in relation to Risk and Compliance is completed effectively, transparently and in a timely manner to relevant stakeholders.
  • Learn how to promote a positive and proactive risk and compliance culture within the business through ongoing support to maintain and to eventually deliver training to colleagues.

What training will the apprentice take and what qualification will the apprentice get at the end?

  • Regulatory Compliance Officer Level 4
  • Remote delivery.
  • 18 month duration with 15 months of the learning period and 3 months end point assessment.

What is the expected career progression after this apprenticeship?

The right candidate may progress into a full-time role as a compliance officer specialising in regulatory compliance.

Requirements and prospects

Desired skills and personal qualities

Communication skills, IT skills, Attention to detail, Organisation skills, Administrative skills, Team working


GCSE or equivalent Maths & English (Grade C/4) Essential

Things to consider

Every Tote colleague will receive an onboarding plan which will introduce them to the Tote, the Engineering department, and their squad. You will also have regular 121s with your line manager to support your career goals within your role. At the Tote you can expect a friendly working environment with a strong sense of teamwork and pride in what we do. Our company benefits package includes: • Competitive salary • Bonus scheme • Company Shares Option Plan • Contributory pension scheme • Life insurance (4 x basic salary) • Simply Health Plan • Holiday entitlement (25 days plus bank holidays) • Confidential 24/7 365 employee assistance helpline • Agile and collaborative office environment with free parking, fruit, biscuits, and drinks • Regular social events, charity events and volunteering opportunities

About the employer

We are proud stewards of the Tote, Great Britain’s pool betting operator since 1928. Backed by people from across British horse racing, UK Tote Group is led by a dedicated group of racehorse owners and breeders and racing fans who are passionate about revitalising the Tote. Using best-in-class technology, digital innovation, and customer engagement, we are developing the UK Tote into a modern British success story: a world-leading pools platform, reaching new audiences with innovative products.




Waterside House

Waterside Drive



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Training provider



Lauren Bettany

Apprenticeship standard

Regulatory compliance officer

Level 4 (Higher national Certificate)

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